Pawn transaction means the same as that term is defined in Section 13-32a-102. Online Transaction means any Phone/Electronic Transaction requested through an Electronic Transmission over the Internet. Public-finance transaction means a secured transaction in connection with which: Secondary Market Transaction means: (i) any sale or assignment of this Loan Agreement, the Note and the other Loan Documents to one or more investors as a whole loan, (ii) a participation of the Loan to one or more investors, (iii) any deposit of this Loan Agreement, the Note and the other Loan Documents with a trust or other entity which may sell certificates or other instruments to investors evidencing an ownership interest in the assets of such trust or other entity, or (iv) any other sale, assignment or transfer of the Loan or any interest in the Loan to one or more investors. Appears to be a case of Insider Trading and / or Circular Trading IV.Inconsistent with Client’s financial status.Off Market Transaction where there is no bonafide purpose.Unusual activity identified in an account.Large Number of Account having common Account Holder or introducer or authorized signatory.S.S Toshniwal Holds 53,073 equity share capital (Applicant) After Transfer: Gift by way of Off Market Transaction Mrs. Vidyawati Parwal Holds NIL(Elder Sister) Mr. The use of Integrated Territorial Investments (ITI) by Member States. In the event that a counterparty to a transaction disputes the terms set forth in a confirmation, it may request the review of a transaction pursuant to the procedures set forth in Cboe FX’s Off- Market Transaction Policy set forth in Section 2, in which case Cboe FX will use good faith efforts to assist the parties in arriving at a mutually acceptable resolution. Negotiated trade shall be considered as Off Market Transaction and such transactions shall be carried out as per the Central Depository Rules. Negotiated trades shall be considered as Off Market Transaction and such transactions shall be carried out as per the Central Depository Rules. Interested in online share trading? Find out more at ASB Securities.Examples of Off Market Transaction in a sentence Off market transactions don’t show automatically in your Online Share Trading portfolio. The dollar value of the shares held by an investor will remain the same, but they quantity they hold increases. Following a split, an investor will hold 2 shares for every 1 they held prior to the split. Another example is a share split, where a company splits existing shares into multiple shares at a specified ratio e.g. A dividend is one example of a corporate action. Find out more information on off market transfers.Ĭorporate action: This is an event initiated by the issuing company that can change the number of shares held by an investor. Off-market transfer: This is a change of ownership from one name to another, done privately through the share registry. New issue: A new issue is the expression used when securities (shares or bonds) are offered for sale to the public for the first time. These transactions might include (but are not limited to):ĭividend reinvestment: This is where an investor does not receive dividends in cash, rather the dividend is automatically reinvested in the company and the investor receives additional shares. Off–market securities transactions take place between an investor and another party, often a share registry or the company that issued the securities, outside of the formal market (ie the stock exchange).
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